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PIPE Innovating
Small Businesses puts together
information on small companies Fapesp –
the State of São Paulo Research Foundation,
in Brazil – supports through the Technological
Innovation in Small Business Program (Programa
Inovação Tecnológica
em Pequenas Empresas, PIPE). From 1997 to
August of 2006, when the program was created,
531 companies have received funding from
PIPE – at a pace of one a week. Read
below the program’s norms and regulations.
And keep in mind that only companies that
engage in research in the State of São
Paulo are eligible.
This
page’s contents reproduce information
about PIPE
from Fapesp’s site and the links remit
to it |
1. Goal and objectives:
The program is aimed at supporting the development
of innovating research on important problems
in science and technology, to be carried
out in small businesses, that have high
potential for commercial or social returns.
Click
here to read more (in Portuguese)
2. Modalities: grants
and fellowships: two types of fellowship
and one of grants are available.
3. Requests:
• May be submitted three times
a year (from February 1 to March
31, from June 1 to July 31, and from October
1 to November 30);
• Must be endorsed by the small
business;
• The requests that promote technological
development of sectors of the economy
will be given priority.
4. Analysis’ time:
average of 120 days for initial analysis.
Click
here to read more (in Portuguese)
5. Program’s phases:
there are 3 (three) phases:
5.1. Phase 1
– for studies on the feasibility of
the proposed ideas.
Click
here to read more (in Portuguese)
5.2. Phase 2
– for the development of the research’s
main part; resources will be granted to
the most successful projects in Phase 1.
Click
here to read more (in Portuguese)
5.3. Phase 3
– for the development of new products
based on Phases 1 and 2.
Click
here to read more (in Portuguese)
6. Duration:
Phase 1: 6 (six) months.
Phase 2: up to 24 (twenty-four)
months.
7. Applicant’s requisites:
• Having a bond with the small
business or be associated with it;
• Dedicating at least 20 hours a
week to research;
• Dedicating himself/herself primarily
to the project’s execution.
Click
here to know all the requisites
(in Portuguese)
8. The small business’
requisites:
• Having at most 100 (one hundred)
employees;
• Being interested in carrying out
scientific research with high level of
technological content.
• NOTE: in case
the company has not been constituted at
the time of the project’s application,
the applicant will only be entitled to
sign the Termo de Outorga (Granting Term),
in case of approval, after its constitution.
9. Researcher duties:
• To examine the Termo de Outorga
to know his/her rights, duties and obligations;
• To be sure that, upon the signature
of the Termo de Outorga, the resources
that have been granted are enough;
• To verify if there’s need
for a patent.
Click
here to know all the requisites
(in Portuguese)
10. Required forms:
PHASE I
• Registration for the Auxílio
Programa PIPE – Support PIPE Program
– (Form 13), filled and signed;
• Researcher record (cadastro);
• Detailed and justified budget (read
instructions on the forms);
• Two disbursement chronograms, one
for the initial analysis and one to be handed
in the signature of the Termo de Outorga;
• Registration for the Bolsa de Pesquisa
– Research Grant – (Form 13a),
if necessary.
The forms below
should be handed in only with the submission
of the final Relatório Científico
(Scientific Report) of PHASE 1, along with
the research project for PHASE 2 and the
Plano de Negócios (Business Plan).
• Formulário de Apoio (Support
Form) for Phase 2 (Form 13 II);
• Opening page for submission of
Phase 1 report and request for support
for Phase 2.
11. Budget
The budget submitted to Fapesp must be detailed
and justified.
Click
here to read more (in Portuguese)
12. Necessary documents:
• Projeto de Pesquisa (Research
Project);
• Chronogram for project execution;
• Judgment of the ethics
commission (Comissão
de Ética) in the cases of research
that involve experiments with human beings
or animals, or environmental risks (chemical
residues);
• Certification of quality in bio-security,
if the research involves genetically-modified
organisms.
13. Fellowships and Grants
• Bolsa
de Pesquisa (Pequenas Empresas) –
Research Fellowship (Small Businesses):
it may be granted to the project coordinator
(main researcher). There are three levels
of fellowships: PE-I, PE-II and PE-III.
The decision on the appropriate level
will be Fapesp’s, based on the researcher’s
academic formation, his/her experience
in the area in which the project is going
to be developed and on his/her level of
dedication to the project. Applicants
may not hold a job or have any other kind
of remuneration, with the exception of
owners of recently-incubated companies
with no income and retired researchers,
observed the minimum dedication time of
20 hours a week to the project’s
execution. Fellowships should
be requested along with the submission
of the support request to PIPE.
• Bolsa para Pessoal de
Apoio (Capacitação Técnica/Treinamento
Técnico) – Grant for Support
Personnel (Technical Capacitation/Technical
Training): it is granted to mid-level
or superior level recently-graduated technicians,
and to students of mid-level or superior
level technical courses that dedicate
themselves to the activities of training
and support of the development of research
projects. Five levels of grants are available:
TT-I, TT-II, TT-III, TT-IV and TT-V. Grants
must be requested after the approval of
PIPE’s support.
To access forms and instructions,
click
here.
14. Evaluation:
fellowship and grant requests submitted
to Fapesp will be analyzed though a peer
evaluation system, which is adopted in the
most important fostering agencies throughout
the world.
Click
here to read more (in Portuguese)
15. Intellectual property:
the Programa Inovação Tecnológica
em Pequena Empresa has specific norms for
intellectual property.
Click
here to read more (in Portuguese)
16. Scientific reports:
in accordance with the Termo de Outorga.
• Phase
1 – A technical report
at the end of the phase;
• Phase 2 –
Annual reports.
• NOTE: the distribution
of the Formulário de Publicações
Resultantes de Auxílio a Pesquisa
e Bolsas no País financiadas pela
FAPESP (Publications Resulting from Support
to Research and Grants in Brazil financed
by Fapesp Form), with information about
works published in the period that corresponds
to the scientific report has been suspended
by a CTA decision.
Click
here to read more (in Portuguese)
17. Accountability:
in accordance with the Termo de Outorga
(read the Manual de Prestação
de Contas – Accounting Manual).
Click
here to read the Manual de Prestação de
Contas (in Portuguese)
18. Additions
and alterations in the approved budget:
requests may only be submitted,
along with their justifications, when
the Scientific Report is submitted.
Click
here to read more (in Portuguese)
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